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Carry Over Audit/Assessments

Process for using carry-over functionality in AuditSoft to streamline SECOR maintenance assessments after a full certification year

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Written by DIO
Updated over 2 weeks ago

Alberta Small Employer Certificate of Recognition (SECOR)

The Alberta SECOR assessment can be reduced by 33% in subsequent maintenance years if AuditSoft is used to complete a certification SECOR assessment. Up to a third of question can be eliminated in maintenance years if they meet the following requirements in the certification year:

  • The question relates to documented Policies/Procedures, and

  • The company scored 100% of the available points for the question

Requirements to Carry Over:

  • The certification must be completed with AuditSoft.

  • After completion of the review by your Certifying Partner, a copy of the certification assessment file (.asa) will be returned to the company (keep a copy - you will need this file in the maintenance years).

  • In the maintenance years when you start a new assessment:

    1. Select the "I am a Self-Assessor" option (the carry over option is not available to external auditors)

    2. Select the β€œI have documents to carry over" option (this will be enabled in January 2024) and import the AuditSoft file (.asa) from the certification year.

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